Editor's synthesis & decision
Minor RevisionRevision requests
- Provide a detailed discussion comparing the ℓ∞ and ℓ2 constraints, explaining the specific structural reasons why the ℓ∞ assumption is necessary for your Fourier-analytic approach.
- Expand the proof of Proposition 9.1 to include more explicit intermediate steps, particularly regarding the transition from the heuristic equidistribution argument to the formal bound in Lemma 9.2.
- Include a figure or table comparing your new bounds with classical Montgomery-Halász-Huxley estimates in the (N, V) plane to clarify the scope of the improvement.
- Clarify the subdivision argument in Proposition 3.1 to explicitly demonstrate that the 'o_η(1)' terms do not accumulate in a way that compromises the final result.
Where this could be published
At its current quality
Highly selective general mathematics journals
- Annals of Mathematics
- Journal of the American Mathematical Society
- Inventiones mathematicae
Then you could realistically aim for
Highly selective general mathematics journals
- Annals of Mathematics
- Journal of the American Mathematical Society
- Inventiones mathematicae
This manuscript is already positioned at the highest level of mathematical research, and the requested revisions are intended to ensure it meets the rigorous standards of clarity required by such venues. The most important improvement is providing a more transparent bridge between your heuristic insights and the formal proofs to ensure the result is fully verifiable by the community. This guidance is not a guarantee of acceptance, and you should ensure your results remain novel relative to any very recent literature.
edited by model: gemini-flash-lite-latest
Reviewer comments — reproduced in full, unabridged
Reviewer 1
gemini-flash-lite-latestThis manuscript presents a significant advancement in the theory of large values of Dirichlet polynomials, establishing a new bound that improves upon the classical Montgomery-Huxley-Halász estimates in the critical range where the polynomial length N and the value V are related by V ≈ N^{3/4}. The authors introduce a novel approach that effectively exploits the additive energy of the set of large values, allowing them to overcome the limitations of previous methods that relied solely on the Mean Value Theorem or stationary phase approximations. The paper provides a clear, logical derivation of these bounds and demonstrates their power by deducing a new zero density estimate for the Riemann zeta function, which in turn yields improved results for the distribution of primes in short intervals. The work is technically sophisticated, well-motivated, and addresses a central problem in analytic number theory with a high degree of rigor. The results are substantial and will be of immediate interest to specialists in the field, representing a clear, non-trivial advance over the existing literature.
Strengths
- The introduction of a new method to bound large values of Dirichlet polynomials that effectively combines additive energy estimates with a novel Fourier-analytic approach.
- The successful derivation of a new zero density estimate N(σ, T) ≤ T^{30(1-σ)/13 + o(1)}, which improves upon the long-standing bound of Huxley.
- The clear and careful exposition of the 'key observation' in Section 2, which explains why avoiding stationary phase and instead exploiting simultaneous cancellation in the integral and the R-functions is beneficial.
Weaknesses
- The reliance on the ℓ∞ constraint |bn| ≤ 1 is a significant limitation, as noted by the authors, which prevents the direct application of the method to problems where only ℓ2 bounds are available.
- The proof of Lemma 6.2 (the approximate functional equation) is quite dense and relies on several technical lemmas from standard texts, which might be difficult for non-specialists to verify without significant effort.
- The manuscript does not explicitly discuss the potential for extending these methods to Dirichlet L-functions, which would be a natural and highly significant follow-up question for the field.
Detailed comments
The authors state in Section 1.1 that 'Our argument crucially relies on the stronger ℓ∞ assumption to bound the additive energy E(W) efficiently'. While this is clearly stated, it would be beneficial for the reader if the authors could provide a more detailed discussion on why the standard ℓ2-based approaches fail to capture the necessary cancellation in the cubic trace expansion. A brief comparison with the methods used in [HB] or [Ju] regarding the treatment of the coefficients would help clarify the specific technical barrier that the ℓ∞ assumption helps to bypass.
In the proof of Proposition 3.1, the authors define the set W' to be T^η-separated. The transition from the bound on W' to the bound on W is handled by a subdivision argument: 'If instead T > N^{6/5}, then we divide W' into ⌈T/N^{6/5}⌉ subsets W'j'. It is not immediately obvious that the sum of the bounds for each subset W'j preserves the required precision in the exponent. A more explicit verification that the 'o_η(1)' terms do not accumulate in a way that compromises the final result would strengthen the presentation of this reduction.
Referee report rubric — reproduced exactly as submitted
Reviewer 2
gemini-3.1-flash-liteThis manuscript presents a significant advance in the theory of large values of Dirichlet polynomials, establishing a new bound that improves upon the classical Montgomery-Halász-Huxley estimates in the critical regime where the polynomial length N is related to the interval length T by N ≈ T 4/5. The authors introduce a novel method that avoids the standard reliance on stationary phase, instead exploiting cancellation in the integral representation of the cubic trace of the matrix M_W M_W^*. This technical innovation allows them to derive an improved zero-density estimate for the Riemann zeta function, N(σ, T) ≤ T^{30(1-σ)/13+o(1)}, and corresponding improvements for the distribution of primes in short intervals. The paper is technically demanding, well-structured, and addresses a central problem in analytic number theory with a clear, substantial contribution. The methodology is rigorous, and the logical progression from the matrix singular value bounds to the final zero-density estimates is well-motivated and carefully executed.
Strengths
- The introduction of a new method for bounding large values of Dirichlet polynomials that bypasses the limitations of stationary phase in the critical regime.
- The derivation of an improved zero-density estimate for the Riemann zeta function, which is a classic and highly non-trivial problem in analytic number theory.
- The clear and logical reduction of the main theorem to a technically manageable proposition (Proposition 3.1) involving smoothed Dirichlet polynomials.
- The rigorous treatment of the additive energy of the large value set W, which allows for a more refined analysis than previous methods.
Weaknesses
- The manuscript relies on the strong ℓ∞ assumption |b_n| ≤ 1, and the authors note that they 'do not know how to obtain Theorem 1.1 if we only have ℓ2 bounds on the coefficients', which limits the immediate applicability of the result compared to methods based on the Mean Value Theorem.
- The proof of Proposition 9.1, while technically impressive, involves a complex Fourier analytic argument that is difficult to verify in detail without extensive supplementary calculations.
- The reliance on Heath-Brown’s Theorem 1.6 for the S_2 bound is standard, but the transition between the discrete sums and the continuous integrals requires careful justification that is occasionally compressed.
- The manuscript is highly specialized and assumes a level of familiarity with the Montgomery-Halász-Huxley machinery that may make it inaccessible to researchers outside the immediate subfield of analytic number theory.
Detailed comments
The authors state in Section 1.1 that 'Our argument crucially relies on the stronger ℓ∞ assumption to bound the additive energy E(W) efficiently'. While this is clearly stated, it would be beneficial for the authors to elaborate on the specific structural reasons why the ℓ∞ constraint is so much more powerful than the ℓ2 constraint in the context of their specific Fourier-analytic approach. A more explicit discussion of the 'remark after Lemma 11.4' would help readers understand the fundamental limitations of the method.
Regarding the proof of Proposition 9.1, the authors claim that 'the integrand of J(f) is of size M^4 on a set of measure ⪆ B^2/T'. This claim is central to the argument, but the justification provided in the remark is somewhat heuristic. Providing a more formal derivation or pointing to a specific lemma in the literature that justifies this measure-theoretic claim would strengthen the argument significantly. The leap from the heuristic to the formal bound in the proof of Lemma 9.2 is quite large and deserves more explicit treatment.
The authors mention that 'the bound of Theorem 1.1 can be compared with the bound (1.1) ... coming from combining the classical Mean Value Theorem for Dirichlet polynomials and the Montgomery-Halász-Huxley large values estimate'. It would be very helpful if the authors provided a figure or table explicitly comparing the new bounds with the classical ones in the (N, V) plane, as the current text relies on qualitative descriptions like 'stronger bound when N^{7/10+ϵ} < V < N^{8/10-ϵ}'. A visual representation would clarify the scope of the improvement.
The treatment of the S_3 term in Section 7 is the core of the paper's novelty. The authors define the function R(v) and then state that 'the cancellation in the inner integral when |m_1 v_1 + m_2 v_2 + m_3| is not ⪅ 1/N is one of the key observations in our proof'. This is a very elegant observation, but the authors could provide a more detailed example or a simpler case to illustrate why this cancellation is so specific to Dirichlet polynomials, as it is a powerful and non-obvious insight.
Referee report rubric — reproduced exactly as submitted
Reviewer 3
gemini-flash-lite-latestThis manuscript provides a significant advancement in the theory of large value estimates for Dirichlet polynomials, establishing a new bound that improves upon the classical Montgomery-Huxley-Halász results in the critical regime where the polynomial length N is roughly T^{4/5}. The authors introduce a novel approach involving the analysis of the additive energy of the set of large values and a sophisticated use of Fourier analysis to exploit cancellation in the associated sums. These technical improvements lead to a new zero-density estimate for the Riemann zeta function, N(σ, T) ≤ T^{30(1-σ)/13 + o(1)}, and corresponding improvements in the distribution of primes in short intervals. The work is highly rigorous, technically demanding, and represents a substantial contribution to analytic number theory. The methods are well-motivated and clearly explained, making this a strong candidate for publication in a leading mathematics journal.
Strengths
- The derivation of a new large value estimate that addresses the critical N ≈ T^{4/5} regime, which has been a long-standing bottleneck in this area.
- The innovative use of additive energy bounds to handle the 'small energy' and 'large energy' cases separately, effectively bridging a gap in previous approaches.
- The clear and logical progression from the main large value estimate to concrete applications in zero-density estimates and prime distribution.
- The rigorous treatment of the Fourier analytic aspects of the problem, particularly the handling of the S3 sum.
Weaknesses
- The reliance on the ℓ∞ constraint |bn| ≤ 1 is a significant restriction, and the authors admit they 'do not know how to obtain Theorem 1.1 if we only have ℓ2 bounds on the coefficients,' which limits the immediate applicability of the result to some standard problems.
- The proof of Proposition 9.1 is highly technical and dense, and the transition from the heuristic 'equidistribution over affine transformations' to the formal bound is challenging to follow without more explicit intermediate steps.
- The manuscript does not fully explore the potential for further improvements using the same framework, leaving the reader to wonder about the optimality of the current approach.
Detailed comments
The authors state in Section 1.1 that 'Our argument crucially relies on the stronger ℓ∞ assumption to bound the additive energy E(W) efficiently.' While this is clearly stated, it would be beneficial for the reader if the authors could provide a more detailed discussion on why the ℓ2 constraint fails in this specific framework. Specifically, where exactly in the expansion of the trace or the application of Heath-Brown's theorem does the ℓ∞ bound become indispensable? Providing a counterexample or a simple case where the ℓ2 bound leads to a divergence would clarify the necessity of this assumption for the broader community.
In the proof of Proposition 9.1, the authors define J(f) and claim that 'the sets {m1U + m3/m2} m1,m2,m3 ∼ M cannot overlap too much.' This is a powerful heuristic, but the transition to the formal bound in Lemma 9.2 is quite abrupt. Specifically, the introduction of the smoothed function e_f and the subsequent application of the induction hypothesis on ϵ requires a very careful reading. It would be helpful if the authors could provide a brief intuitive explanation of why the smoothing by T-intervals is the 'correct' way to handle the Fourier decay of f, and whether this choice is optimal or if other smoothing kernels would yield similar results.
Referee report rubric — reproduced exactly as submitted
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